How to Move Through the Proposal-Writing Process
Monmouth College provides support, outlined
below, to faculty, coaches and staff applying for grants.
This
document is primarily intended for faculty and staff pursuing grant
opportunities for individual purposes, but it should help guide
teams as they pursue grant opportunities together.
All applications for external funding for equipment, student workers
and research assistants, matching funds and/or in-kind services,
leaves of absence, supplemental summer salary, and similar items
must be cleared by the Dean of the College and the Business Office
before submission.
In other
words, the College needs to know well in advance about any grant
proposal that, if awarded, would require financial commitment and
action on the part of the Business Office, Physical Plant, and/or
Academic Affairs Office and relevant academic departments - for
example, in hiring a temporary replacement in the department or in
securing matching funds.
Applications for summer
workshops, institutes, seminars and residencies - and other research
opportunities that do not impinge on the operation of the College
and its faculty and staff (beyond the applicant him- or herself) -
do not require prior approval. You may still wish to let your
department chair and the Dean know, as they may have connections to
additional resources or tips for the application process that would
be helpful to you.
They can also help publicize your accomplishment in the event of the
award!
If
you know the foundation or agency to which you intend to apply:
Begin the
proposal drafting process.
If your grant is likely to affect your
department in some way (through a leave of absence, curricular
innovation or new equipment needs, for example), you should talk
with your department chair and the Dean early in the brainstorming
process. You may wish to (but do not have to) contact the Director
of the Grants Program to let her know that you are
interested
in
applying for funding from a foundation or agency. You may want to
share with her your information about the foundation or agency
website, application process, deadlines, and proposal requirements.
In any case, you should review the process, eligibility
requirements, content requirements and deadlines very carefully
yourself.
The
worksheet "Memo of Interest in Applying for External Funding" (which
is NOT
a mandatory step in applying for external funding),
can be useful in the
very early stages of your planning process. Because this form is a worksheet, you
may find it helpful to complete it at the brainstorming,
initial-proposal-drafting stage. This worksheet can then serve as the
basis for preliminary planning conversations with your department
chair, faculty project partners, and the Dean. You will find the
form
here
If you are
seeking an NSF grant or funding from another federal agency,
initiate contact with the appropriate program director at the NSF or
other government agency. Make an appointment with the Director of
the Grants Program to give her the necessary information enabling
her to set up a proposal account for you in the FastLane or
Grants.gov system. You will need to set up such an account through
Monmouth as the institutional sponsor to submit a proposal to a
federal agency.
If the grant or
fellowship requires
an institutional nomination
or a letter of endorsement from the chief academic officer, contact
Dean Jakoubek as early in the process
as possible to let her know of your
interest in being nominated and/or the necessity of an endorsement
letter. Give her the specifics of the process and the deadlines for
nomination, etc.
NEH, NEA, the PKAL Faculty for the 21st
Century program, Japan Study, and many other grant and fellowship
opportunities (especially in the humanities and social sciences)
require an institutional nomination or affirmation of support from the office of academic affairs. Be aware!
If the proposal
requires
letters of recommendation from colleagues
as well as letters of institutional support from dean and/or
president, contact your recommenders
now to secure
their assent and to inform them of the basic shape of your proposal,
deadlines, etc. (Fulbright applications, for example, require
letters of recommendation to be uploaded by their authors by a
specific date).
If you have a project but have not identified a
foundation or agency for which the project might be eligible for
funding:
Talk with colleagues in your department and at
other colleges and universities about funding options. Check the
Grant Advisor Plus
and
Grants.gov
websites (and other similar resources) for funding opportunities.
You may meet with the Director of
the Grants Program to brainstorm funding possibilities and search
strategies.
Once you have
identified a foundation or agency to which to apply, you are welcome
to make an appointment with the Director of the Grants Program to
review the application process (procedures, deadlines and proposal
requirements).
Complete the Monmouth Paperwork:
If
you intend to request funding for equipment, student workers and
student research partners, matching funds and/or in-kind services, a
leave of absence, supplemental summer salary, or similar items
requiring action and financial/reporting/IRS commitments on the part
of the College if the proposal were to be funded,
you will need to
complete the Monmouth College Declaration of Intent to Apply for
External Funding Form (available
in PDF here).
Fill out the Monmouth College Declaration of
Intent to Apply for External Funding form as fully as you can at
this stage in the grant-application process (parts of the proposal
may become more clear as you proceed) and
obtain the necessary signatures
from the Dean, the Vice-President for Business, and your department
chair. Submit the Form to the Dean’s Office, with copies to the
Business Office and the Grants Program Office. Retain a copy for
your records.
Write the proposal:
The Director of the Grants Program can assist
you, if you wish and if institutional proposal deadlines allow, by
reviewing and editing your drafts, reviewing and editing information
in on-line application systems, gathering institutional information,
and providing DUNS and TIN numbers (and similar institutional
information). The Director of the Grants Program
must provide the
institutional signature for completion of the on-line FastLane and
Grants.gov submission process. If the Director is not available, the
College Registrar and the Comptroller also have AOR signing
authority.
You are most
welcome to contact the Director of the Grants Program early in your
application process to talk with her about your research idea, your
timeline, and your anticipated drafting process. She would be
pleased to review drafts and to assist in the writing of the
narrative portions of the proposal. She can help you make your way
through the NSF FastLane system, for example.
Review the proposal budget and grant-management procedures with the
Business Office:
Check
carefully with Deb Clark, Comptroller in the Business Office, about
the financial aspects of your grant proposal (budget, overhead,
in-kind contributions, summer salary and benefits, student
employment, etc). The Director of the Grants Program can assist you
and will have institutional information about overhead percentages
and student employment, etc., but it is best to have a face-to-face
meeting with Ms. Clark to make sure that all financial arrangements
are as they should be. Many humanities and social science grants
stipulate overhead percentages (if any are allowed). Any money
coming into the College from an external source will go through the
Business Office, so this conversation about how best to set up the
grant account is critical.
Submit the
proposal:
Double-check
every step of an on-line process. Hit the submit button. Save the
submit-confirmed notification.
If
the proposal is funded:
Congratulations! Share the good news with the Dean, your department
chair, and the Director of the Grants Program. Inform Ms. Clark,
Comptroller, that funding will be received.
Remember, the business office has a mantra:
there is no grant until
it receives a Monmouth budget account number.
You can’t draw on the funds until you set up arrangements
with the business office.
Review the timeline and reporting
requirements with Ms. Clark.
If
the proposal is declined:
Seek feedback from proposal reviewers; ask for
feedback if it is not routinely made available. If you wish, review
the proposal and the guidelines with a colleague in your discipline
who has received a similar grant in the past, a faculty mentor,
and/or the Director of the Grants Program and prepare for another
try.
Remember, most proposals are
not funded – competition for external funding for academic projects
is very high.
But nothing ventured, nothing gained.
And, as successful grant-getters will tell you, the very process of
writing a proposal for funding can clarify and further your academic
project, making funding for the next application more likely.
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